Once you have completed this course you will be able to:

• demonstrate the ability to draft a simple compliance policy statement.
• explain which regulators supervise the business and why.
• demonstrate compliance risk identification by listing the compliance obligations that apply to the business.
• demonstrate how to compile a basic compliance risk register.
• demonstrate how to risk rate, by way of a compliance risk assessment of the compliance risks identified in outcome 3. This will be based on seriousness/ impact and probability/ likelihood.

Who Should Register

• Key Individual
• Compliance Officer