Compliance: Introducing Enterprise Risk Management

2.5 CPD

R244.34

Organizations must identify and avoid major catastrophic events in compliance.  While a Compliance team or department typically manages specific kinds of risk to the company, typically risks stemming from specific laws or regulations, an ERM program has a much broader scope.  This module is an introduction to how Enterprise Risk Management relates to the compliance function

Description

Focus Area

  • Know what drives compliance exposure;
  • Understand the risk consequences of non-compliance;
  • Understand what ERM means in the compliance space.

Who should register?

This course is particularly suited for advisors who deal with employee benefits and retirement fund arrangements as well as Trustees who wish to gain a greater understanding of their duties and obligations

CPD information

2.5