CPD Package : Structured Deposits + Financial Services Overview

6 CPD

R575.00

CPD: Refresher Structured Deposits

This course covers features, fee structures, charges, costs and risks associated with investing or transacting in Structured Deposit products. The course also covers legislation, tax implications, and specific products that are appropriate for different needs.

Financial Services Overview

Get the ‘bigger picture’ of financial services by looking at the main role-players and market participants, considering the regulatory landscape and main laws that govern the sector; and obtaining an understanding of typical personal financial planning needs and how the sector caters for these needs.

Description

Structured Deposits – 3 CPD

  1. Identify the general (risk and investment) financial needs of clients or groups of clients in respect of products within the class of business.
  2. Describe the general characteristics, terms and features of the products within the class of business.
  3. Describe the typical fee structures, charges and other costs associated with products within the class of business.
  4. Describe the general investment and risk principles, options and strategies associated with investing, purchasing or transacting in products within the class of business.
  5. Describe (if relevant), the impact of applicable economic and environmental factors such as economic business cycles, inflation, monetary and fiscal policies, interest rates and exchange rates on the products within the class of business.
  6. Explain the legislative and tax implications applicable to the products within the class of business.

Financial Services Overview – 3 CPD

  1. Identify the main role-players and market participants in the financial services industry, including their legal structure.
  2. Demonstrate understanding of general legislation and codes of conduct applicable to the financial services industry.
  3. Identify the general (risk and investment) financial needs of clients or groups of clients.

Who should register?

  • financial advisors
  • para-planners
  • business owners