Legislation and Codes of Conduct

3 CPD

R293.22

The main purpose of this course is to enable you to understand how to apply Financial Service Industry legislation and codes of conduct in your role as financial advisor. Key topics covered include up-to-date information on current legislation in the financial services environment, and where we are in the journey along twin peaks, treating customers fairly and RDR.

Description

Course info
The main purpose of this course is to enable you to understand how to apply Financial Service Industry legislation and codes of conduct in your role as financial advisor. Key topics covered include up-to-date information on current legislation in the financial services environment, and where we are in the journey along twin peaks, treating customers fairly and RDR.

Main outcomes
Describe legislation and codes of conduct that apply to the Financial Services

Industry
Understand how to apply financial services legislation and codes of conduct to your role as advisor.

Date available
19 October 2018 ongoing

Method of learning
Online e-learning

Cost
R254.97 (excluding VAT)

CPD information
This course has been approved by the Financial Planning Institute (FPI) for 3 Regulatory (FSCA) hours. FPI Reference Number: FPI18100102

On successful completion of the course and the final assessment, a certificate confirming the CPD hours for Regulatory purposes can be printed out directly from the course page.

Who should register?
Financial advisors who would like to remain up-to-date with current legislation that affects them in the financial services sector.

Availability of Course for CPD purposes
Enrolments will be processed from Monday to Friday.
The delegate will be linked to online access on MyMBSE, after payment is made and the registration and enrolment is finalised by Moonstone Business School. Three business days should be allowed for this process to be completed initially.
Once successfully enrolled, all course materials and assessments become available.
The delegate will have access to their online course for 3 months from date of access, and will be able to work through the course and complete assessments during this period.