Regulatory Environment Refresher Training for Reps: General Code of Conduct

By completing this course, you will gain insight into the application requirements, duties of a provider, handling conflicts of interest, making disclosures, the process of providing advice, custody of financial products and funds, complaints handling, and termination of agreements as outlined in the GCOC and related subordinate legislation.

We trust that this course will equip you with the knowledge and skills necessary to ensure compliance with FAIS regulations and provide ethical and responsible financial services to your clients.