Financial Services Sector Overview

6 CPD

R732.00

Accreditation expiry date: 31/05/2025

The purpose of this course is to provide you with an overview of the main role-players and market participants in the financial services sector, an overview of the regulatory landscape that governs the financial services sector, and to provide an understanding of personal financial planning and typical client financial needs.

Professional Body: FPI
Approval Number: FPI23127729
SKU: CPDFSO

Once you have completed this course you will be able to:

  • identify the main role-players and market participants in the financial services industry, including their legal structure.
  • demonstrate understanding of general legislation and codes of conduct applicable to the financial services industry.
  • identify the general (risk and investment) financial needs of clients or groups of clients.

Who Should Register

  • Key Individual
  • Compliance Officer
  • Representative
  • Manager
  • Employee

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