Managing Conflict of Interest

1.5 CPD


This short course provides an overview of the regulatory framework pertaining to conflicts of interest, focusing on the applicable legislation and the underlying principles. After providing an overview of the regulatory framework, this course provides common scenarios depicting conflicts of interest. This is followed by a short assessment to enable learners to measure their progress. This course therefore seeks to assist employees in developing their capacity to ethically manage conflicts of interest.


Focus Area

  • Demonstrate understanding of the regulatory framework governing conflicts of interest within South African business.
  • Demonstrate understanding of the principles underlying the legislative framework.
  • Demonstrate understanding of the common scenarios where a conflict of interest arises.
  • Demonstrate understanding of how to apply the legislation and to situations where a conflict of interest has arisen.

Who should register?

Financial advisors, Financial planning assistants

CPD information



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